Services for banks and securities dealers
| AUDITS | Statutory ordinary audit according to company law
Regulatory audits under the Banking Act Regulatory audits under the Stock Exchange Act |
| SPECIAL AUDITS | Licensing audits
Capital increases Capital reductions All audits in the context of a liquidation Merger audits Other audits according to agreed-upon procedures |
| EXTRAORDINARY AUDITS | Extraordinary audits according to company law
Acting as FINMA-appointed auditor at authorised financial intermediaries |
| INTERNAL AUDITS | Outsourcing, co-sourcing, quality reviews |
| COMPLIANCE | Outsourcing, co-sourcing, quality reviews |
| CONSULTING | Operational and organisational structure
Regulatory aspects and Compliance Communication with the regulatory authorities Risk control Optimisation of the ICS / Risk assessment Establishment of reporting systems / MIS Due diligence for acquisitions Fraud investigations Support in litigations |
