Services for banks and securities dealers

AUDITSStatutory ordinary audit according to company law

Regulatory audits under the Banking Act

Regulatory audits under the Stock Exchange Act

SPECIAL AUDITSLicensing audits

Capital increases

Capital reductions

All audits in the context of a liquidation

Merger audits

Other audits according to agreed-upon procedures

EXTRAORDINARY AUDITSExtraordinary audits according to company law

Acting as FINMA-appointed auditor at authorised financial intermediaries

INTERNAL AUDITSOutsourcing, co-sourcing, quality reviews
COMPLIANCEOutsourcing, co-sourcing, quality reviews
CONSULTINGOperational and organisational structure

Regulatory aspects and Compliance

Communication with the regulatory authorities

Risk control

Optimisation of the ICS / Risk assessment

Establishment of reporting systems / MIS

Due diligence for acquisitions

Fraud investigations

Support in litigations